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EAFE & Emerging Markets - August 2011 - PDF ChartPrivileged and confidential, not for further distribution for a showcase profile listing. |
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ACADIAN ASSET MANAGEMENT LLC Churchill Franklin, COO & Director of Marketing & Client Service; One Post Office Square, 20th Floor, Boston, MA 02109 PH: 617-850-3500 Fax: 617-850-3501 eMail: bcoffin@acadian-asset.com Web: www.acadian-asset.com Manager Style: Active, Value, no specific market capitalization unless directed by client Currency Managed: No EAFE & EM Managed: Internally Managed For: 18 years Ownership: Key Employees have an equity stake in the future growth of the firm. Business Relationships: The firm is a subsidiary of Old Mutual Asset Managers (US) LLC. The firm itself has two wholly-owned investment advisory affiliates: Acadian Asset Management Singapore Pte Ltd. & Acadian Asset Management (UK) Limited. The firm also has an investment advisory joint venture with Colonial First State Investments in Australia. Performance Measurement Standards: GIPS Offices In: Singapore, London, Sydney AGF INVESTMENTS INC. Gary Wing, Senior Vice-president; 66 Wellington St. W., TD Tower, 31st Floor, Toronto, ON M5K 1E9 PH: 416-865-4288 Fax: 416-865-4247 eMail: gary.wing@agf.com Web: www.agf.com Manager Style: Active; Small, Mid, Large Cap; Value, Growth, Core; EAFE Mandate - Active Management, Mid to Large Capitalizations, Value Style; Emerging Markets Mandate - Active Management, Mid to Large Capitalizations, Core Style Currency Managed: No EAFE & EM Managed: Internally Managed Since: EAFE - 1997, Emerging Markets - 1994 Ownership: Directors & senior officers - 20% Business Relationships: AGF International Advisors Company Limited, Dublin; AGF Asset Management Asia Ltd., Singapore Professional Staff - Portfolio Managers: 20 Analysts: 19 Performance Measurement Standards: Has been calculating performance according to GIPS since March 31, 2009, & has not been verified, but plans to seek external audit verification in future Offices In: Dublin, Singapore - The firm also has client service/sales offices across Canada & in the United States (Boston), and in Asia (Hong Kong and Beijing). ALTRINSIC GLOBAL ADVISORS LLC David McBain; 2 Queen St. E., 18th Floor, Toronto, ON M5C 3G7 PH: 416-681-6568 Fax: 416-681-7680 eMail: dmcbain@altrinsic.com Manager Style: Active; Small, Mid, Large Cap; Value Currency Managed: No EAFE & EM Managed: Internally Managed For: 10 years Ownership: Principals Professional Staff - Portfolio Managers: 3 - Managers/Analysts also have research responsibility. Analysts: 6 - Portfolio managers/analysts are not counted in this number. Performance Measurement Standards: GIPS Offices In: Greenwich AMERICAN CENTURY INVESTMENTS Theresa Pope, Vice-president, Institutional Business Group; 666 Third Ave., 23rd Fl., New York, NY 10017 PH: 800-880-1726 Fax: 816-340-3931 eMail: institutional@americancentury.com Web: www.institutional.americancentury.com Manager Style: Active; Large Cap; Growth Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1991 Ownership: Principals - 58%, J.P. Morgan & Co. - 42% Business Relationships: Professional Staff - Portfolio Managers: 64 Analysts: 60 Performance Measurement Standards: GIPS Offices In: Kansas City, Mountain View, London, Hong Kong AMUNDI CANADA INC. Louis Fortin, President & Managing Director; 2000 McGill College Ave., Ste. 1920, Montreal, QC H3A 3H3 PH: 514-982-2900 Fax: 514-982-2915 eMail: louis.fortin@amundi.com Web: www.amundi.com ARTIO GLOBAL MANAGEMENT LLC Jeff Horbal, Director, Institutional Investments; Brookfield Place, 161 Bay St., Ste. 2600, Toronto, ON M5J 2S1 PH: 416-862-2237 Fax: 416-862-2600 eMail: jeff.horbal@artioglobal.com Web: www.artioglobal.com Manager Style: Active; Large Cap; Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1995 Ownership: Principals - 19%, Publicly Held - 53.1%, GAM Holding Ltd. - 27.9% Business Relationships: Affiliated with Artio Global Holdings LLC and its public holding company, Artio Global Investors Professional Staff: 35 Performance Measurement Standards: GIPS Offices In: New York, Los Angeles AURION CAPITAL MANAGEMENT INC. Christopher D.C. Wright, Vice-president, Business Development; 120 Adelaide St. W., Ste. 2205, Toronto, ON M5H 1T1 PH: 416-866-2420 Fax: 416-363-6206 eMail: cwright@aurion.ca Web: www.aurion.ca Manager Style: Active; Large Cap; Growth, Core Currency Managed: Yes EAFE & EM Managed: Internally Managed Since: 1996 Ownership: Principals - 40% DundeeWealth - 60% Professional Staff - Portfolio Managers: 10 Analysts: 2 Performance Measurement Standards: AIMR, GIPS AXIOM INTERNATIONAL INVESTORS, LLC Shane McMahon, Vice-president, Marketing & Client Service; 33 Benedict Place, Greenwich, CT 06830 PH: 203-422-8035 Fax: 203-422-8090 eMail: smcmahon@axinvest.com Web: www.axintl.com Manager Style: Active; Small, Mid, Large Cap; Growth Currency Managed: No EAFE & EM Managed: Internally Managed For: 13 years, International ex-US portfolio - 1996, Global Portfolio - 2004, Emerging Markets Portfolio - 2007 Ownership: Employee-owned Professional Staff - Portfolio Managers: 7 Analysts: 11 Performance Measurement Standards: AIMR, GIPS BAILLIE GIFFORD OVERSEAS LIMITED William Pacula, Director of Marketing; Baillie Gifford International LLC, 757 Third Ave., 17th Floor, New York, NY 10017-2013 PH: 212-319-4637 Fax: 212-319-4639 eMail: william.pacula@bailliegifford.com Web: www.bailliegifford.com Manager Style: Active; Small, Mid, Large Cap; Growth Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1983 Ownership: Principals Business Relationships: Wholly-owned by Baillie Gifford & Co. and has joint ventures with Mitsubishi UFJ Trust Banking and Guardian Life Insurance Company of America. Professional Staff - Portfolio Managers: 54 Analysts: 30 Performance Measurement Standards: GIPS Offices In: Edinburgh, London BEUTEL, GOODMAN & COMPANY LTD. Peter Clarke, Senior Vice-president, Client Service/Marketing; 20 Eglinton Ave. W., Ste. 2000, Box 2005, Toronto, ON M4R 1K8 PH: 416-485-1010 Fax: 416-485-1799 eMail: asokolova@beutelgoodman.com Web: www.beutelgoodman.com Manager Style: Active; Large Cap; Value Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1991 Ownership: Principals - 51% Affiliated Managers Group, Inc. (AMG) - 49% Business Relationships: Beutel Goodman Managed Funds Inc., Toronto Professional Staff - Portfolio Managers:15 (all portfolio managers are also analysts) Analysts: 1 Performance Measurement Standards: AIMR, GIPS BNP PARIBAS INVESTMENT PARTNERS CANADA LTD. Simon Segall, CEO; 155 Wellington St. W., Ste. 3110, RBC Centre, Box 149, Toronto, ON M5V 3H1 PH: 416-365-9600 Fax: 416-365-3987 eMail: simon.segall@bnpparibas.com Web: www.bnpparibas-ip.com Manager Style: Active; Small, Mid, Large Cap; Growth Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1990 Ownership: BNP Paribas SA Business Relationships: BNP Paribas Asset Management, Fischer Francis Trees & Watts, Banco Estado AGF (JV), BNP Paribas Asset Management Brasil, BMCI, HFT Investment Management Co. Ltd. (JV), TKB BNP Paribas Investment Partners, PT. BNP Paribas Investment Partners Indonesia, SAIB BNP Paribas Asset Management (JV), Shinhan BNP Paribas Asset Management (JV), BNP Paribas Investment Partners India, TEB Asset Management (JV), Fortis Investments Turkey Professional Staff - Portfolio Managers: 521 Analysts: 206 Performance Measurement Standards: GIPS Offices In: Boston, Paris, Amsterdam, Hong Kong, Singapore, London, Beijing, Shanghai, Jakarta, Kuala Lumpur, Seoul, Mumbai, Bahrain, Casablanca, Istanbul, Sao Paulo, Buenos Aires
BNY MELLON ASSET MANAGEMENT Manager Style: Active, Passive; Small, Mid, Large Cap; Value, Growth, Core Currency Managed: Yes EAFE & EM Managed: Externally - The Boston Company Asset Management, LLC; Blackfriars Asset Management Ltd.; Walter Scott Global Investment Management; Newton Investment Management; Hamon Investment Group; Mellon Capital Management Corporation; Standish; WestLB Mellon; BNY Mellon ARX Ownership: Publicly-held Business Relationships: Alcentra; Blackfriars Asset Management Ltd., The Boston Company Asset Management LLC.; Dreyfus; EACM Advisors; Hamon Investment Group; Mellon Capital Management, Newton Investment Management; Pareto; Standish; Urdang Capital Management; Walter Scott Global Investment Management, WestLB Mellon, BNY Mellon ARX Performance Measurement Standards: AIMR, GIPS Offices In: Americas, United States, Europe, United Kingdom, Asia-Pacific, Middle East & Africa
BRANDES INVESTMENT PARTNERS, L.P. Clifford Schireson, Director - Institutional Services & Co-head of Fixed Income; 11988 El Camino Real, Ste. 500, San Diego, CA 92130 PH: 858-755-0239 Fax: 858-755-0916 eMail: rfps@brandes.com Web: www.brandes.com Manager Style: Active; Small, Mid, Large Cap; Value, mid capitalization & small capitalization products for EAFE Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1990 on a standalone basis Ownership: Principals Business Relationships: Affiliated with Brandes Investment Partners & Co. Professional Staff - Portfolio Managers: 44 Analysts: 30 Performance Measurement Standards: GIPS Offices In: Milwaukee, Toronto, Geneva BURGUNDY ASSET MANAGEMENT LTD. Kelly Battle, Vice-president; 181 Bay St., Ste. 4510, Brookfield Place, Toronto, ON M5J 2T3 PH: 416-869-3222 Fax: 416-869-9036 eMail: info@burgundyasset.com Web: www.burgundyasset.com Manager Style: Active; Mid, Large Cap; Value, Bottom-up Currency Managed: No EAFE & EM Managed: Internally Managed Since: US - 2004, Canada - 2005, Asian Equities - 1998, European Equities - 2000 Ownership: Principals Business Relationships: Beaujolais Private Investment Management (Burgundy subsidiary) Professional Staff - Portfolio Managers: 10 Analysts: 10 Performance Measurement Standards: AIMR, GIPS Offices In: Montreal CAPITAL GUARDIAN TRUST COMPANY Michelle Savoy, Relationship Manager; Brookfield Place, 181 Bay St., Ste. 3730, Toronto, ON M5J 2T3 PH: 416-369-0660 Fax: 416-815-2070 eMail: ms@capgroup.com Web: www.capgroup.com Manager Style: Active; Large Cap; Core Currency Managed: Yes EAFE & EM Managed: Internally Managed For: 32 years Ownership: Principals - 100% Privately-owned Business Relationships: Capital International Asset Management Professional Staff - Portfolio Managers: 52 Analysts: 110 Performance Measurement Standards: GIPS Offices In: New York, Washington DC, Chicago, Atlanta, Los Angeles, San Francisco, Tokyo, London, Geneva, Hong Kong, Singapore, Beijing, Mumbai CIBC GLOBAL ASSET MANAGEMENT INC. Michel Jalbert, Vice-president, Head of Institutional Business Development & Marketing; 1000 de La Gauchetiere W., Ste. 3200, Montreal, QC H3B 4W5 PH: 514-876-6907 Fax: 514-875-9364 eMail: michel.jalbert@cibc.ca Web: www.cibcam.com Manager Style: Active, Passive; Large Cap; Growth Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1990 Ownership: The Canadian Imperial Bank of Commerce Professional Staff - Portfolio Managers: 3 - EAFE Team Only Analysts: 1 - EAFE Team Only Performance Measurement Standards: AIMR, GIPS Offices In: Toronto CORDIANT CAPITAL INC. David G. Creighton, President & CEO; Ste. 2400 - 1010 Sherbrooke St. W., Montreal, QC H3A 2R7 PH: 514-286-1142 Fax: 514-286-4203 eMail: info@cordiantcap.com Web: www.cordiantcap.com Manager Style: Active; Value, Bottom-up Fundamental Analysis Currency Managed: No EAFE & EM Managed: Internally Managed Since: 2001 Ownership: Principals - 17% Third Party - 83% Business Relationships: Co-manager of Canada Investment Fund for Africa with fund manager located in UK Professional Staff - Portfolio Managers: 1 Analysts: 5 Performance Measurement Standards: Other DIMENSIONAL FUND ADVISORS Ted Simpson, Vice-president; 1299 Ocean Ave., Santa Monica, CA 90401 PH: 310-395-8005 Fax: 310-576-1181 eMail: consult@dimensional.com Web: www.dfaus.com Manager Style: Active; Small, Mid, Large Cap; Value, Core, range of US, international, & emerging market equity & fixed income investment strategies Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1986 Ownership: Privately-held limited partnership, owned primarily by employees and directors. Business Relationships: DFA Securities LLC (subsidiary), Dimensional Fund Advisors Ltd., London (DFAL); DFA Australia Limited (DFA Australia), Sydney; Dimensional Fund Advisors Canada ULC (DFAC), Vancouver; Smartnest Professional Staff - Portfolio Managers: 12 Analysts: 7 Performance Measurement Standards: Not GIPS compliant, however has initiated a project to bring it into compliance Offices In: Austin FIERA CAPITAL Sam Reda, Vice-chairman; 1501 Av. McGill College, Ste. 800, Montreal, QC H3A 3M8 PH: 514-954-3300 Fax: 514-954-3325 eMail: sreda@fieracapital.com Web: www.fieracapital.com Manager Style: Active; Large Cap; Value Currency Managed: No EAFE & EM Managed: Internally Managed Since: EAFE - 1994 (Sprucegrove), EAFE Internally - 2010, Global Equities Internally - 2009 Ownership: Principals - 79% Desjardins Movement - 21% Business Relationships: Sprucegrove Investment Management, Toronto Professional Staff - Portfolio Managers: 1 Analysts: 4 Offices In: Toronto
FRANKLIN TEMPLETON INSTITUTIONAL*
GE ASSET MANAGEMENT INCORPORATED Keith Smith, President, GE Asset Management Canada; 2300 Meadowvale Blvd., Mississauga, ON L5N 5P9 PH: 905-858-6683 Fax: 905-858-5218 eMail: keith.smith@corporate.ge.com Web: www.geam.com Manager Style: Active; Large Cap; Core, GARP Currency Managed: No EAFE & EM Managed: Internally Managed Since: EAFE - 1986, Emerging Markets - 1996 Ownership: Wholly-owned by the General Electric Company Business Relationships: GE Investment Distributors Inc. Professional Staff - Portfolio Managers: 83 Analysts: 56 Performance Measurement Standards: AIMR, GIPS Offices In: Stamford, Norwalk, Los Angeles, Montreal, London, Munich, Paris, Shanghai, Singapore, Tokyo GLOBAL ALPHA CAPITAL MANAGEMENT LTD. Bruce Shewfelt, Head of Institutional Sales; 181 University Ave., Ste. 300, Toronto, ON M5H 3M7 PH: 416-869-7827 Fax: 416-363-2089 eMail: bshewfelt@cclgroup.com Web: www.cclgroup.com Manager Style: Active, Small, Core Currency Managed: Yes EAFE & EM Managed: Internally Managed For: 8 years Business Relationships: Connor, Clark & Lunn Financial Group (Toronto, Vancouver, & Montreal) Professional Staff - Portfolio Managers: 2 Analysts: 1 Performance Measurement Standards: AIMR, GIPS Offices In: Montreal, Vancouver GREYSTONE MANAGED INVESTMENTS INC. Louis Martel, Managing Director & Chief Client Strategist; 300-1230 Blackfoot Dr., Regina, SK S4S 7G4 PH: 306-779-6400 Fax: 306-584-0552 eMail: louis.martel@greystone.ca Web: www.greystone.ca Manager Style: Active; Mid, Large Cap; Growth Currency Managed: No EAFE & EM Managed: Externally - Goldman Sachs Asset Management, Hansberger Global Investors Managed Since: 1992 Ownership: Principals - 68% Three Canadian Pension Funds - 32% Business Relationships: Sub-advisor for a number of third parties; however, client confidentiality prevents disclosure of identities. Professional Staff - Portfolio Managers: 30 Analysts: 23 Performance Measurement Standards: GIPS Offices In: Winnipeg, Toronto GUARDIAN CAPITAL LP Joyce Hum, Vice-president, Consultant Relations; 199 Bay St., Commerce Court West, Ste. 3100, Toronto, ON M5L 1E8 PH: 416-350-3146 Fax: 416-364-9634 eMail: jhum@guardiancapital.com Web: www.guardiancapitallp.com Manager Style: Active; Mid, Large Cap; Core Currency Managed: Yes EAFE & EM Managed: Internally Managed For: 23 years Ownership: Wholly-owned by Guardian Capital Group Business Relationships: Guardian Capital Advisors Inc., Toronto; Worldsource Holding Corp., Markham; Alexandria Bancorp Ltd., Cayman Islands Professional Staff - Portfolio Managers: 13 Analysts: 4 Performance Measurement Standards: Fully compliant with the CFA Institute Standards of Professional Conduct relating to performance presentation Offices In: Montreal GWL INVESTMENT MANAGEMENT LTD. Patrick J. Clarke, Vice-president, Investment Counselling; 100 Osborne St. N., Winnipeg, MB R3C 3A5 PH: 204-946-8701 Fax: 204-946-8818 eMail: sara.mosher@gwlim.ca Web: www.gwlim.ca Manager Style: Active, Passive; Small, Mid, Large Cap; Growth, Core Currency Managed: No EAFE & EM Managed: Externally - JPMorgan Asset Management, UBS, Franklin Templeton Investments, AGF Funds Inc., Beutel Goodman & Company Ltd., Sprucegrove Investment Management, Cardinal Capital Management, Mackenzie Financial, Montrusco Bolton Managed For: 17 years Ownership: Publicly-held Business Relationships: London Capital Management, London; Canada Life, Toronto; Mackenzie Financial, Toronto; Laketon Investment Management, Toronto; Setanta Asset Management, Dublin Performance Measurement Standards: AIMR (CFA), GIPS HEXAVEST INC. Nadia Cesaratto, Director, Client Services & Business Development; 1100 Rene-Levesque Blvd. W., Ste. 1340, Montreal, QC H3B 4N4 PH: 514-390-5845 Fax: 514-390-1184 eMail: ncesaratto@hexavest.com Web: www.hexavest.com/en Manager Style: Active; Large Cap; Core, Top-down Currency Managed: Yes EAFE & EM Managed: Internally Managed Since: 1991 Ownership: Principals Professional Staff - Portfolio Managers: 6 Analysts: 1 Performance Measurement Standards: GIPS HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED Francis Chartier, Head of Institutional Investment Sales; Ste. 300-2001 McGill College, Montreal, QC H3A 1G1 PH: 514-286-4559 eMail: francis_chartier@hsbc.ca Web: www.assetmanagement.hsbc.com Manager Style: Active, Passive; Small, Mid, Large Cap; Value, Growth, Core, EAFE Equity, Global Emerging Markets Equity, China Equity, Indian Equity, Brazil Equity, Asian Equity, BRIC Equity, Latin American Equities Currency Managed: Yes EAFE & EM Managed: Internally Managed Since: 1973 (HSBC Group) Ownership: Wholly-owned by HSBC Bank Canada, a subsidiary of HSBC Holdings Plc Performance Measurement Standards: GIPS Offices In: Toronto, Vancouver, Calgary, New York, London, Hong Kong, Singapore, Paris, Sao Paulo, Paris, Dusseldorf INTEGRA CAPITAL MANAGEMENT CORPORATION Charles Swanepoel, Deputy CIO; 2020 Winston Park Dr., Oakville, ON L6H 6X7 PH: 905-829-1131 Fax: 905-829-2726 eMail: cswanepoel@integra.com Web: www.integra.com Manager Style: Active; Mid, Large Cap; Value, Growth, Core, Global Thematic Currency Managed: No EAFE & EM Managed: Externally - Acadian Asset Management LLC, Newton Capital Management Limited Managed Since: 1987 Ownership: Principals - 90.5% Third-party - 9.5% Business Relationships: Acadian Asset Management LLC, Boston; Newton Capital Management, London, UK; Analytic Investors LLC, Los Angeles; Atlantic Trust, Boston; Barrow, Hanley, Mewhinney & Strauss, Dallas; NWQ Investment Management, Los Angeles; Highstreet, London, ON; Lincluden, Oakville; J Zechner & Associates, Toronto; State Street Global Advisors, Montreal; Principal Global Investors, Des Moines; Lyxor, Paris; Societe Generale, Paris Performance Measurement Standards: AIMR Offices In:Montreal, Western Canada INVESCO Bruce Winch, Senior Vice-president, Institutional Investments; 120 Bloor St. E., Ste. 700, Toronto, ON M4W 1B7 PH: 416-324-7448 eMail: bruce.winch@invesco.com Web: www.institutional.invesco.ca Manager Style: Active; Small, Mid, Large Cap; Value, Growth, Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1981 Ownership: Principals - 8% Publicly-held - 92% Professional Staff - Portfolio Managers: 348 Analysts: 188 Performance Measurement Standards: GIPS Offices In: Atlanta, New York, Louisville, Houston, Austin, Dallas, Chicago, London/Henley, Frankfurt, Tokyo, Melbourne, Beijing, Hong Kong |
JARISLOWSKY FRASER LIMITED Peter Godec, Partner; 20 Queen St. W., Ste. 3100, Toronto, ON M5H 3R3 PH: 416-363-7417 x338 Fax: 416-363-8079 eMail: pgodec@jfl.ca Web: www.jfl.ca Manager Style: Active; Large Cap, GARP Currency Managed: No EAFE & EM Managed: Internally Managed For: 15-16 years in a specific fund, more than 35 years with individual stocks in overall portfolios Ownership: Principals - 100% Partners Professional Staff - Portfolio Managers: 17 Offices In: Montreal, Calgary, Vancouver LASALLE INVESTMENT MANAGEMENT Zelick Altman, International Director, Canada; 150 King St. W., Ste. 2103, Toronto, ON M5H 1J9PH: 416-304-6000 Fax: 416-304-6001 eMail: zelick.altman@lasalle.com Web: www.lasalle.com Manager Style: Real Estate Investment Management Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1980 Ownership: Publicly-held - 75% Institutional Investors & Other Individuals - 25% Business Relationships: Wholly-owned, but independently operated, subsidiary of Jones Lang LaSalle Incorporated Professional Staff - Portfolio Managers: 115 Analysts: 26 Performance Measurement Standards: Other Offices In: Amsterdam, Atlanta, Baltimore, Chicago, Dallas, Hong Kong, London, Luxembourg, Madrid, Melbourne, Mexico City, Milan, Munich, New York, Paris, Sacramento, San Diego, San Francisco, Seoul, Shanghai, Singapore, Tokyo, Vancouver LAZARD ASSET MANAGEMENT LLC Robert Harrison, Senior Vice-president; 130 King St. W., Ste. 1800, Toronto, ON M5X 1E3 PH: 416-945-6627 eMail: robert.harrison@lazard.com Web: www.lazardnet.com Manager Style: Active; Small, Mid, Large Cap, Core, Relative Value Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1970/1994 Ownership: Lazard Freres & Co. LLC Professional Staff - Portfolio Managers: 106 Analysts: 82 Performance Measurement Standards: GIPS Offices In: New York, Boston, Chicago, San Francisco, Montreal, Frankfurt, Hamburg, London, Milan, Sydney, Seoul, Tokyo, Hong Kong, Bahrain LEGG MASON CANADA INC. David Gregoire, Managing Director, Head of Distribution; 220 Bay St., 4th Floor, Toronto, ON M5J 2W4 PH: 416-594-2979 Fax: 416-860-0628 eMail: dgregoire@leggmasoncanada.com Web: www.leggmasoncanada.com Manager Style: Active; Small, Mid, Large Cap; Value, Growth, Core Currency Managed: No EAFE & EM Managed: Externally - Global Currents Investment Management; Esemplia Emerging Markets; Batterymarch Financial Management, Inc. Managed For: More than 20 years Ownership: Publicly-held - 100%, Third Party - Legg Mason, Inc. Business Relationships: Global Currents Investment Management, Wilmington; Esemplia Emerging Markets, London; Batterymarch Financial Management, Inc., Boston Performance Measurement Standards: GIPS Offices In: Kitchener, Montreal, Baltimore, New York, Miami, Santiago, Milan, Madrid, Paris, London, Luxembourg, Frankfurt, Warsaw, Singapore, Melbourne, Sydney, Hong Kong, Taipei, Tokyo LINCLUDEN INVESTMENT MANAGEMENT Wayne Wilson, Vice-president; 1275 North Service Rd. W., Ste. 607, Oakville, ON L6M 3G4 PH: 905-825-3543 Fax: 905-825-9525 eMail: wayne.wilson@lincluden.net Web: www.lincluden.net Manager Style: Active; Value, All Cap Currency Managed: Yes EAFE & EM Managed: Internally Managed Since: 2000 Ownership: Principals - Old Mutual Professional Staff - Portfolio Managers: 4 Analysts: 1 MARTIN CURRIE INC. Dave Rochman, Vice-president, Business Development; 1350 Avenue of the Americas, New York, NY 10019 PH: 212-258-1900 Fax: 212-258-1919 eMail: drochman@martincurrie.com Web: www.martincurrie.com Manager Style: Active, All Cap, GARP Currency Managed: No EAFE & EM Managed: Internally Managed Since: EAFE - 1994 Emerging Markets - 1991 Ownership: Principals - 75.1% Crestview Partners & investment vehicles associated with Lord (Jacob) Rothschild - 24.9% Business Relationships: MC China Ltd., Heartland Capital Investment Consulting Ltd. Professional Staff - Portfolio Managers: 30 Analysts: 15 Performance Measurement Standards: GIPS Offices In: Edinburgh, London, Melbourne, Shanghai, Singapore, Zurich MARVIN & PALMER ASSOCIATES, INC. Adam Taylor, Client Service & Marketing - Principal; 1201 N. Market St., Ste. 2300, Wilmington, DE 19801-1165 PH: 302-573-3570 Fax: 302-573-6772 eMail: adamtaylor@mpainc.com Web: www.marvinandpalmer.com Manager Style: Active; Large Cap; Growth Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1988 & 1989, respectively Ownership: Principals - 95% Non-employees - 5% Professional Staff - Portfolio Managers: 10 Analysts: 4 Performance Measurement Standards: GIPS Offices In: Sydney MAWER INVESTMENT MANAGEMENT LTD. Jamie Hyndman, Director of Marketing; 900, 603 7th Ave. S.W., Calgary, AB T2P 2T5 PH: 800-889-6248 Fax: eMail: jhyndman@mawer.com Web: mawer.com Manager Style: Active; Small, Mid, Large Cap; Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1987 Ownership: Principals Professional Staff - Portfolio Managers: 18 Analysts: 8 MCLEAN BUDDEN LTD. Alan Daxner, Executive Vice-president; 145 King St. W., Ste. 2525, Toronto, ON M5H 1J8 PH: 416-361-7264 Fax: 416-862-0167 eMail: adaxner@mcleanbudden.com Web: www.mcleanbudden.com Manager Style: Active; Large Cap; Value, Growth, Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1993 Ownership: Principals - 40% Sun Life Financial - 60% Professional Staff - Portfolio Managers: 25 Analysts: 3 Performance Measurement Standards: AIMR, GIPS Offices In: Montreal, Vancouver, Chicago MFC GLOBAL INVESTMENT MANAGEMENT (CANADA) David Scoon, Vice-president, Institutional Sales; 200 Bloor St. E., Toronto, ON M4W 1E5 PH: 416-852-4656 Fax: 416-926-5700 eMail: david_scoon@mfcglobal.com Web: www.mfcglobal.com Manager Style: Active; Large Cap; Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: EAFE - 2005 Emerging Markets - 2007 Ownership: Wholly-owned by Manulife Financial Corporation Business Relationships: Manulife Financial Corporation, Toronto; MFC Global Investment Management, Montreal; MFC Global Investment Management (U.S.), Boston; MFC Global Investment Management (Europe), London; MFC Global Investment Management (Asia), Causeway Bay; MFC Global Investment Management (Japan), Tokyo; Declaration Management & Research LLC (U.S), McLean, VA Performance Measurement Standards: GIPS Offices In: Montreal, Boston, London, Hong Kong, Tokyo NEW STAR CANADA INC. Bruce Shewfelt, Head of Institutional Sales; 181 University Ave., Ste. 300, Toronto, ON M5H 3M7 PH: 416-869-7827 Fax: 416-363-2089 eMail: bshewfelt@cclgroup.com Web: www.cclgroup.com Manager Style: Active; Large Cap; Core, Core with Growth bias Currency Managed: Yes EAFE & EM Managed: Internally Managed For: 21 years Ownership: Jointly-owned by Connor, Clark & Lunn Financial Group & New Star Asset Institutional Managers Ltd. Business Relationships: Connor, Clark & Lunn Financial Group, Toronto & Vancouver; New Star Institutional Managers, London; Henderson Group PLC, London Professional Staff - Portfolio Managers: 9 Analysts: 1 Performance Measurement Standards: AIMR, GIPS Offices In: Montreal, Vancouver, London NOMURA ASSET MANAGEMENT U.S.A. INC. Matthew Butterfield, Executive Director; 225 Liberty St., 18th Floor, New York, NY 10281 PH: 212-667-2109 Fax: 212-667-1431 eMail: mbutterfield@nomura-asset.com Web: www.nomura.com Manager Style: Active; Large Cap; Core Currency Managed: No EAFE & EM Managed: Internally Managed For: 26 years Ownership: Principals - 100% owned subsidiary of Nomura Asset Management Co., Ltd. Business Relationships: Nomura Global Alpha LLC, New York; Nomura Corporate Research & Asset Management Inc.; Nomura Asset Management Co., Ltd., Tokyo; Nomura Asset Management UK Limited, London; Nomura Asset Management Singapore Limited, Singapore; Nomura Asset Management Hong Kong Limited; Nomura Asset Management Malaysia Sdn Bhd.; Nomura Islamic Asset Management Sdn. Bhd. Professional Staff - Portfolio Managers: 234 Analysts: 104 Performance Measurement Standards: AIMR, GIPS Offices In: London, Singapore, Hong Kong, Seoul, Kuala Lumpur NT GLOBAL ADVISORS, INC. David Lester, Vice-president, Institutional Investment Sales; 145 King St. W., Ste. 1919, Toronto, ON M5H 1J8 PH: 416-775-2215 Fax: 416-366-2020 eMail: dl101@ntrs.com Web: northerntrust.com Manager Style: Active, Style - Multi-manager, Multi-style; Market Capitalization - All Market Cap Currency Managed: No EAFE & EM Managed: Externally - multi-style, manager of manager fund comprised of two managers, William Blair & INVESCO Managed Since: 1979 Ownership: Publicly-held Performance Measurement Standards: Other Offices In: PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD.* John Skeans, Institutional Communications; 20th Floor, 200 Burrard St., Vancouver, BC V6C 3N5 PH: 604-408-6000 Fax: 604-685-5712 eMail: jskeans@phn.com Web: www.phn.com Manager Style: Active; Large Cap; Value, Currency Managed: No EAFE & EM Managed: Externally - Sky Investment Counsel Inc. (affiliated company) Managed Since: 1993 Ownership: Publicly-held Business Relationships: PH&N has 35% ownership stake in Sky Investment Counsel Inc. & is wholly owned by Royal Bank of Canada. Professional Staff - Portfolio Managers: 29 Analysts: 34 Performance Measurement Standards: GIPS Offices In: Calgary, Toronto, Montreal PICTET ASSET MANAGEMENT LTD. John Maratta, Senior Vice-president; 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC H3B 4W5 PH: 514-350-6236 Fax: 514-288-5473 eMail: mtl-inst@pictet.com Web: www.pictet.com Manager Style: Active; Small, Mid, Large Cap; Value, Growth, Core; Emerging Markets - All Cap, Value; EAFE - All Cap, GARP; International Small Cap - Small Cap, Growth Currency Managed: No EAFE & EM Managed: Internally Managed Since: EAFE - 1995 EM - 1991 Ownership: Principals - 100% - The firm is privately owned by its partners, typically comprised of members of the Pictet family & other closely related families. The firm, & ultimately PAM Ltd., is owned by six managing partners. Business Relationships: Pictet Overseas Inc. Professional Staff - Portfolio Managers: 97 Analysts: 41 Performance Measurement Standards: AIMR, GIPS Offices In: Geneva, London, Frankfurt, Madrid, Milan, Paris, Zurich, Dubai, Hong Kong, Tokyo, Singapore PYRAMIS GLOBAL ADVISORS* Michael Barnett, Executive Vice-president, Institutional Retirement Services; 483 Bay St., Ste. 300, Toronto, ON M5G 2N7 PH: 416-217-7584 Fax: 416-307-5511 eMail: michael.barnett.toronto@fidelity.com Web: www.fidelity.ca Manager Style: Active; Small, Mid, Large Cap; Growth, Core Currency Managed: No EAFE & EM Managed: Internally Managed For: 21 years Ownership: Principals - Fidelity is a private company with 100% of the firm owned by the Johnson family and selected Fidelity employees. Business Relationships: MFDA - Franklin Templeton, McLean Budden, TDAM; Insurance - AIM Trimark, Barclays Global Investors, Jarislowsky Fraser, MFC Global, McLean Budden, Phillips, Hager & North, UBS Professional Staff - Portfolio Managers: 206 Analysts: 388 Performance Measurement Standards: AIMR, GIPS Offices In: Boston, London, Tokyo, Hong Kong, Paris, Frankfurt, Mumbai, Seoul, Singapore, Sydney, Calgary, Montreal RCM Christian Pachtner, Head of Client Relations & International Sales; 555 Mission St., San Francisco, CA 94105 PH: 415-954-8210 Fax: 415-263-5155 eMail: christian.pachtner@rcm.com Web: www.rcm.com Manager Style: Active; Small, Mid, Large Cap; Growth, Core Currency Managed: Yes EAFE & EM Managed: Internally Managed For: EAFE - 20 years EM - 14 years Ownership: Indirect, wholly-owned subsidiary of Allianz SE as well as a member of Allianz Global Investors. Professional Staff - Portfolio Managers: 18 Analysts: 18 Performance Measurement Standards: AIMR, GIPS Offices In: London, Frankfurt, Hong Kong, Tokyo, Sydney RUSSELL INVESTMENTS CANADA Mike Sandrasagra, Senior Client Executive, Americas, Institutional (Canada); 100 King St. W., Ste. 5900, Toronto, ON M5X 1E4 PH: 416-362-8411 Fax: 416-362-4494 eMail: msandrasagra@russell.com Web: www.russell.com/ca Manager Style: Manager of managers Currency Managed: No EAFE & EM Managed: Externally - Barrow, Hanley, Mewhinney & Strauss, LLC; Mondrian Investment Partners; Arrowstreet Capital L.P.; MFS Institutional Advisors; William Blair & Company, LLC Managed Since: 1988 Ownership: Principals (Russell Associates) - 2%, Northwestern Mutual - 93%, Nippon Life - 5% Professional Staff - Portfolio Managers: 94 Analysts: 116 Offices In: Tacoma, London, Paris, Amsterdam, Johannesburg, Sydney, Melbourne, Auckland, Singapore, Hong Kong, Tokyo, San Francisco, New York SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. Ross Servick, Head of Canadian Business Development & North American Consultant Relations; 875 Third Ave., New York, NY 10022 PH: 212-632-2946 Fax: 212-641-3985 eMail: ross.servick@us.schroders.com Web: www.schroders.com Manager Style: Active; Mid, Large Cap; Growth, Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: Emerging Markets Equities - 1991 EAFE Strategies - 1981 Ownership: Principals - approx. 55%, Publicly-held - approx. 39%, Third-party - 6% (shares greater than 3% is held by Harris Associates L.P. Business Relationships: England - NewFinance Capital LLP; Schroder Administration Limited; Schroder & Co. Limited; Schroder Financial Services Limited; Schroder International Holdings Limited; Schroder Investment Company Limited; Schroder Investment Management Limited; Schroder Investment Management North America Limited; Schroder Investments Limited; Schroder Property Investment Management Limited; Schroder Unit Trusts Limited; Schroder Pension Management Limited; Leadenhall Securities Corporation Limited; Schroder Middle East Limited; Argentina - Schroder Investment Management S.A.; Schroder Australia Holdings Pty Limited Professional Staff - Portfolio Managers: 177 Analysts: 154 Performance Measurement Standards: GIPS Offices In: Bermuda, Cayman Islands, Mexico City, New York City, Philadelphia, Buenos Aires, Sao Paulo, Amsterdam, Copenhagen, Frankfurt, Geneva, Gibraltar, Guernsey, Jersey, London, Luxembourg, Madrid, Dubai, Milan, Paris, Rome, Stockholm, Zurich, Beijing Hong Kong, Jakarta, Seoul, Shanghai, Singapore, Sydney, Taipei, Tokyo SEAMARK ASSET MANAGEMENT LTD. Darren Kosack, Senior Vice-president, Client Service & Marketing; 1801 Hollis St., Ste. 310, Halifax, NS B3J 3N4 PH: 888-303-5055 Fax: 902-423-1518 eMail: dkosack@seamark.ca Web: www.seamark.ca Manager Style: Active; Large Cap; Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1982 Ownership: Matrix Asset Management Inc. Professional Staff - Portfolio Managers: 5 Analysts: 1 SEI INVESTMENTS Michael Chwalka, Director, Institutional Sales; 70 York St., Ste. 1600, Toronto, ON M5J 1S9 PH: 416-847-6370 Fax: 416-777-9093 eMail: mchwalka@seic.com Web: www.seic.com Manager Style: Active; Small, Mid, Large Cap; Value, Growth, Core; Multi-manager, multi-style funds are style neutral Currency Managed: Yes EAFE & EM Managed: Externally - Acadian Asset Management, AllianceBerstein, Artisan Partners, AXA Rosenberg Investment Management, Declaration Management & Research, INTECH Investment Management, Lazard Asset Management, McKinley Capital Management, Neuberger Berman, Principal Global, Quantitative Management Associates, Record Currency Management, Schroders Investment Management, The Boston Company Asset Management Managed Since: 1997 Ownership: Publicly-held Business Relationships: 42% interest in LSV Asset Management Professional Staff - Portfolio Managers: 11 Analysts: 29 Performance Measurement Standards: AIMR Offices In: Montreal, U.S., Ireland, UK, Netherlands, Hong Kong, South Africa, Dubai, South Korea SPRUCEGROVE INVESTMENT MANAGEMENT LTD. Marcel Leroux, Vice-president, Marketing; 181 University Ave., Ste. 1300, Toronto, ON M5H 3M7 PH: 416-363-5854 x235 Fax: 416-363-6803 eMail: mleroux@sprucegrove.ca Manager Style: Active; Small, Mid, Large Cap; Value Currency Managed: No EAFE & EM Managed: Internally Managed For: 25 years Ownership: Principals Professional Staff - Portfolio Managers: 5 Analysts: 8 Performance Measurement Standards: AIMR, GIPS STANDARD LIFE INVESTMENTS INC. Jay Waters, Vice-president, Central Canada; 121 King St. W., Ste. 810, Toronto, ON M5H 3T9 PH: 416-367-2049 eMail: jay.waters@standardlife.ca Web: www.sli.ca Manager Style: Active, Passive Currency Managed: No EAFE & EM Managed: Internally by parent company, Standard Life Investments Limited in Edinburgh, United Kingdom Managed Since: 1992 Ownership: 100% by parent company, Standard Life Investments Limited Business Relationships: Standard Life Investments (Real Estate) Inc., Toronto; The Standard Life Assurance Company of Canada, Montreal; Standard Life Investments Limited, Edinburgh; Standard Life plc, Edinburgh Offices In: Montreal, Boston, Edinburgh, Paris, Calgary, Dublin, Hong Kong, Sydney, Mumbai, London, Frankfurt, Beijing STATE STREET GLOBAL ADVISORS, LTD. Patrice Denis, Vice-president, Business Development & Client Service; 770 Sherbrooke St. W., Ste. 1200, Montreal, QC H3A 1G1 PH: 514-282-2413 Fax: 514-282-3048 eMail: patrice_denis@ssga.com Web: www.ssga.ca Manager Style: Active, Passive; Small, Mid, Large Cap; Value, Growth, Core, Enhanced Currency Managed: Yes EAFE & EM Managed: Internally Ownership: Principals - Less than 5%, Publicly-held - More than 95% Business Relationships: Global Alliance joint venture, investors can access Rexiter Capital Management Limited, based in London. Professional Staff - Portfolio Managers: 294 Analysts: 72 Performance Measurement Standards: GIPS Offices In: Amsterdam, Atlanta, Bangalore, Boston, Brussels, Chicago, Dubai, Frankfurt, Hangzhou, Hong Kong, London, Melbourne, Milan, Montreal, Munich, New York, Paris, San Francisco, Shanghai, Singapore, Sydney, Tokyo, Zurich
T. ROWE PRICE Manager Style: Active; Small, Mid, Large Cap; Value, Growth, Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: As part of broader non-US portfolios - 1984; as a stand-alone mandate - 1995 Ownership: Publicly-held Professional Staff - Portfolio Managers: 80 (54 Equity & 26 Fixed Income) Analysts: 173 Performance Measurement Standards: GIPS Offices In: Amsterdam, Baltimore, Buenos Aires, Copenhagen, Hong Kong, London, Luxembourg, San Francisco, Singapore, Stockholm, Sydney, Tokyo, Toronto, Zurich
TD ASSET MANAGEMENT INC.* Robin Lacey, Vice-chair; 161 Bay St., 34th Floor, Toronto, ON M5J 2T2 PH: 416-982-6585 Fax: 416-944-6158 eMail: robin.lacey@tdam.com Web: www.tdaminstitutional.com Manager Style: Passive; Large Cap; Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1992 Ownership: 100% owned by The Toronto-Dominion Bank Professional Staff - Portfolio Managers: 49 Analysts: 19 Performance Measurement Standards: GIPS Offices In: Montreal, Boston, New York *Wholly-owned subsidiary of the Toronto-Dominion Bank UBS GLOBAL ASSET MANAGEMENT David Coyle, Director; 161 Bay St., Ste. 3900, Toronto, ON M5J 2S1 PH: 416-681-5200 Fax: 416-681-5100 eMail: david.coyle@ubs.com Web: www.ubs.com Manager Style: Active; Large Cap; Core Currency Managed: Yes EAFE & EM Managed: Internally Managed Since: 1981 Ownership: Publicly-held Business Relationships: Wholly-owned subsidiary of UBS AG Professional Staff - Portfolio Managers: 69 Analysts: 95 Performance Measurement Standards: GIPS Offices In: Chicago, London, Zurich
VONTOBEL ASSET MANAGEMENT, INC. Manager Style: Active; Growth, no market capitalization restraints on new purchases; international equity portfolios tend to be multi-cap Currency Managed: Yes EAFE & EM Managed: Internally Managed Since: 1990/1992 Ownership: 100% owned by parent company, Vontobel Holding AG Business Relationships: Vontobel Holding AG, Zurich Professional Staff - Portfolio Managers: 3 Performance Measurement Standards: GIPS Offices In: Hong Kong
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ABERDEEN ASSET MANAGEMENT INC. Renee Arnold, Senior Manager, Institutional Business Development - Canada; 161 Bay St., 27th Floor, Toronto, ON M5J 2S1 PH: 416-572-2020 Fax: 866-290-9322 eMail: renee.arnold@aberdeen-asset.com Web: www.aberdeen-asset.com Manager Style: Active; Large Cap; Core Currency Managed: No EAFE & EM Managed: Internally Managed Since: 1990 Ownership: Principals - 8.2%; Publicly-held - 38.6%; Credit Suisse, Mitsubishi UFJ Trust & Banking Corp., MFS Investment Management, Fidelity Investments, Legal & General Investment Management - 53.2% Professional Staff - Portfolio Managers: 42 Analysts: 66 Performance Measurement Standards: GIPS 
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